UITF Application Form | Sterling Bank of Asia

Preferred Branch of Account

PERSONAL INFORMATION AND CLIENT PROFILING

“This number shall be used for your Online Banking Enrollment and shall receive the One-Time Pin (OTP).”

Permanent Address

Current address is the same as permanent address

Current Address

EDUCATION

Last School Attended

Level

Elementary

High School

College

Other

Name of Spouse

Click here if not applicable

Monthly Salary / Income Range

Below Php 50,000

Php 50,000 to Php 100,000

Php 100,001 to Php 500,000

Over Php 500,000

Source of Wealth

Employment / Salary

Sale of Assets (not in the normal course of business)

Inheritance

Business

Allowance

Remittance

Pension

Family Income

Other

Employment Information (indicate NA if not applicable)

If NA, leave this field blank

If NA, put 00-0000000-0

If NA, put 00000000000

If NA, put 000-000-000-000

Contact Preferences

I agree to receive important announcements or updates on new products and services from the Bank via:

Mobile Messaging

Both

Account Details

Account Type

Single

Joint AND

Joint OR

With Survivorship Agreement

Without Survivorship Agreement

Other

ITF (In Trust For)/ for the benefit/ on behalf of another person?

Yes, Please provide details below

First Name

Middle Name

Last Name

Relationship

Gender

Date of Birth

CIF Number

ADDITIONAL QUESTIONS / INFORMATION

Are you a senior in any branch of the government?

Yes

Are you a senior official of a political party?

Yes

Are you a senior executive of a government-owned enterprise?

Yes

Are you an immediate family member of any individual that fits the previous description/s?

Yes

Are you a close associate of any individual that fits the previous description/s?

Yes

Do you have relative/s employed with Sterling Bank of Asia?

Yes

Do you have other banks/banking relationship/s?

Yes

Referred / Introduced By (name of Sterling Bank personnel):

Account Type

Savings

Checking

Time Deposit

Other

CLIENT SUITABILITY ASSESSMENT (CSA)

EDUCATIONAL BACKGROUND

Degree in any Financial Field

Non-Finance Degree

Undergraduate

Others

Please Specify

PROFESSIONAL BACKGROUND

Years of experience in the Finance/Money Management Field

Less than 5 years

5-15 years

More than 15 years

No background in Finance/Money Management

INVESTMENT OBJECTIVE

What is your primary objective for investing?

Capital Preservation (I want my investment return to be generally better than the inflation and with no risk to capital.)

Regular Income (I want my periodic earnings from my investment that may be used to meet medium to long term needs but I do not necessarily rely on this to support my immediate general expenses.)

Capital Appreciation (I want to get better than average yields or return on my principal investment.)

INVESTMENT TIME FRAME AND LIQUIDITY REQUIREMENT

When do you plan to use the funds you are investing?

Less than 90 days

Within 90 to 360 days

1 year to less than 3 years

3 years to less than 5 years

5 years and Above

Do you have other source of funds for unforeseen events?

Yes

RISK TOLERANCE

Which best describes your general attitude towards investing?

Risk Averse (I am very particular that principal will not be affected negatively by fluctuation in value of investment. I will settle for low but steady returns and will accept equal or a slightly better than deposit returns.)

Moderate (I want return that is better than bank deposits but will accept some near-term or temporary fluctuations in value of investments.)

Risk Tolerant (I prefer return that is considerably higher than deposits and will tolerate substantial fluctuations in the interim value of investment.)

What will you do if the price of a security you are invested in goes below the price it was bought?

I will immediately sell my investment to cut my loss.

I will hold on to my current investment and hope for a more favorable market in the future that will result to higher returns.

I will buy additional investment that will result to lower average cost for my portfolio.

Do you have any regulatory/legal constraints in investing?

Yes

ADDITIONAL VIDEO INTERVIEW DETAILS

Platform for Video Interview

Your User ID

Note:

Video interview via Zoom, Google Meet, Viber, or Skype is mandatory when you apply for a UITF Account. Please keep your lines open from Monday to Friday during banking hours. Failure to take our call for the video interview shall result to a “PENDING” status which will delay the processing of your application.

AUTHORIZATION / DECLARATION / CONSENT

I understand and agree with Sterling Bank of Asia’s Declaration.

I/We have read and understood the contents of the Privacy Notice of Sterling Bank of Asia Inc. (A Savings Bank) and hereby authorize and consent to its collection, processing, and sharing of my personal data as provided in the said Privacy Notice. Unless withdrawn earlier in writing, my authorization and consent will continue to be effective throughout the existence of my account(s), and/or until expiration of the retention limits set by applicable law, by Bangko Sentral ng Pilipinas (BSP) regulations, and by the Bank’s policies and procedures.

I/We have read and understood the contents of the Risk Disclosure Statement of Sterling Bank of Asia Inc. (A Savings Bank) and hereby voluntarily and willingly agree to comply with any and all laws, regulations, the plan rules, terms and conditions governing my/our investment in the Sterling Bank of Asia – Trust Group.

I/We hereby declare the following:

I/We understand that the Client Suitability Assessment is used as a guide for the Trust marketing personnel to present and/or recommend investment alternatives and does not provide guarantee against losses;
I/We acknowledge that the answers to the questionnaire are accurate and complete;
I/We will formally notify the Trust marketing personnel of changes to my personal and/or financial situation that would change my risk profile;
I/We understand the explanation of the Trust marketing personnel on the results of the Client Suitability Assessment with regards to the investment outlets suitable to my needs; and
I/We acknowledge that Trust products is not a Deposit Product and it is not insured by the PDIC, Due to the nature of investments, yield and potential yields cannot be guaranteed. Any income or loss arising from market fluctuations and price volatility of the investment even if invested in government securities, is for the account of the investor. As such, investments may be worth more or be worth less than his / her initial investments / contributions. Historical performance, when presented, is purely for reference purposes and is not a guarantee of future results. The trustee is not liable for losses, unless upon willful default, bad faith or gross negligence.

SUBMIT REQUIRED DOCUMENTS

Selfie with ID

Attach here

ID (front & back)

Attach here

Signature

Attach here

(Total maximum upload file size: 10MB)

Reminders:

Selfie – kindly ensure that the selfie with the front view of the ID is clear and readable, and not blurry. Click here for sample.
ID - Kindly ensure that when you take a photo of the FRONT and BACK view of the ID, as applicable, it is clear and readable, and not blurry. Click here to see the list of acceptable IDs.
Signature - kindly sign on a white sheet of paper using black or blue ink three (3) times horizontally. Click here for sample.
Failure to comply shall result to a “Pending” status which shall delay the processing of your application. Contact us if you need assistance by clicking here

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